Andreas Lipa Consulting has successful managed i.a. the following mandates:

audits:

Company: Payments and card transactions processor, Gdansk
Role: Auditor
Scope: Accomplishment of an internal financial audit according to the Sarbanes-Oxley Act
 
Company: Payments and card transactions processor, Bratislava, Dublin, Frankfurt
Role: Auditor
Scope: Accomplishment of an internal IT audit for EMEA Data Centers (7 Data Centers Europe wide)
 
Company: Payments and card transactions processor, Athens
Role: Auditor
Scope: Accomplishment of an internal financial audit according to the Sarbanes-Oxley Act in the areas: Accounting & Finance
 
Company: Bank, Frankfurt
Role: Lead Auditor
Scope: Accomplishment of an internal audit in the Compliance area / AML (Anti-Money Laundering)
 
Company: Payments and card transactions processor, Warsaw
Role: Lead Auditor
Scope: Accomplishment of an internal audit in the area Legal & Regulatory Compliance (among others Basel III, PSD, AML – Directives 1005/60/CE und 2006/70/CE)
 
Company: Payments and card transactions processor, Warsaw
Role: Lead Auditor
Project scope: Accomplishment of an internal audit in the area Financial Services
 
Company: Bank, Frankfurt
Role: Lead Auditor
Scope: Accomplishment of an internal audit in the area Legal & Regulatory Compliance (among others Basel III, German Banking Act and Regulatory reporting)
 
Company: Bank, Vienna
Role: Lead Auditor
Scope: Accomplishment of an internal compliance audit for a new product (prepaid cards) for the countries Austria, Germany and UK
 
Company: Bank, Frankfurt
Role: Lead Auditor
Scope: Accomplishment of an internal audit in the Credit Card Division
 
Company: Leasing and consumer finance company, Dusseldorf
Role: Audit
Scope: Accomplishment of an internal financial audit  according to the Sarbanes-Oxley Act in the areas: Asset Management, Accounting & Finance, Accounts Payable, Contract Administration, Portfolio Management, Operations and HR
 
Company: Bank, Frankfurt
Role: Audit
Scope: Accomplishment of an internal audit in the payments area

consulting / advisory mandates:

Company: Bank, Vienna

Scope: Implementation of an Anti Money Laundering system in a Retail Bank (Definition and calibration of scenarios)

Company: Payments and card transactions processor, Frankfurt, Karlsruhe

Scope: Achievement of PCI-Compliance

Company: Bank, Frankfurt

Scope: Advice of the business departments during the implementation of SIEM (Security Information and Event Management)

interims management mandates:

Company: Bank, Frankfurt

Scope: Risk, Compliance and IT Security

Company: Bank, Dublin, Luxemburg, Milan, Munich

Scope: Implementation of an decentralized Management Self-Assessment process in Europe

Company: Bank, Frankfurt, Luxembourg, New York

Scope: Design and Implementation of Anti Money Laundering systems in retail banking and asset management

Company: Bank, Frankfurt

Scope: Verification of the regulatory compliance with MaRisk (Basel II), KWG24c (money laundering) and  Bundesbank reporting requirements as well as support of the management during the implementation of required business changes

Company: Payments and card transactions processor, Frankfurt, Utrecht

Scope: Business Development in CEE

Company: Bank, Frankfurt

Scope: Business design, development support and final acceptance of a market data and risk management system

Company: Technology provider to the banking industry, Frankfurt

Scope: Coaching and preparation of the customer for a SAS 70 Type II audit based on COBIT

Company: Investment bank, Frankfurt, London

Scope: Preparation of the Market Risk Controlling department for a BaFin audit in relation to MaRisk implementation (German implementation of the second pillar of Basel II)

Company: Asset manager, Frankfurt

Scope: Entrance into the German Asset Management Market

project management:

Company: Bank, Munich

Role: Project manager

Scope: Basel III - Implementation of the liquidity rations LCR and NSFR

Company: Bank, Munich

Role: Project manager

Scope: Basel II - Implementation of IRBA (Internal ratings-based approach) according to the solvability regulation (SolvV) in the areas Spain Retail Banking and Germany Leasing Business

Company: Payments and card transactions processor, Frankfurt, Utrecht

Role: Project manager

Scope: Implementation of payment products according to SEPA (Single Euro Payment Area)

Company: Card transactions processor, Vienna, Prague, Budapest

Role: Project manager

Scope: Business Development / Card Processing Outsourcing of several CE banks

Company: Card transaction processor, Bad Vilbel/Frankfurt, Zurich

Role: Team lead – design online (Remote Online Access, Client ability, Security)

Scope: Take-over of the credit cards processing of a Swiss issuer

Company: Stock markets information provider, Frankfurt

Role: Project lead - Tests

Scope: Implementation of a new securities information system in Asset Management

Company: International bank group,  Krakow, Vienna, Warsaw

Role: Project leader

Project scopes: Restructuring of the operations division and bank merger

Company: Bank, Munich, Krakow

Role: Project manager

Project scopes: Restructuring of a bank in Poland, Outsourcing of parts of payments processing and optimizing of the cash supply and the cash keeping

Company: M-payments provider, Wiesbaden

Role: Analyst (Modeling of payments processes in Europe)

Scope: Expansion in selected European countries

Company: Transaction bank, Eschborn/Frankfurt

Role: Analyst (Process costs evaluation in the securities division)

Scope: Price calculation